Brokerage Operations Specialist

Responsible for daily brokerage operations functions including Cashiering and New Accounts. Brokerage Operations is a division of Wealthfront Brokerage and works closely with Client Services and all other divisions of Wealthfront Inc. - including the engineering and product teams - to provide the best client experience possible. Brokerage Operations values input from all employees on how to improve our processes and back office systems through automation and allows employees to work cross-functionally to implement solutions. Complete daily brokerage operations exception reports including unreconciled activity, margin, corporate actions, etc. Conduct quality control reviews and regulatory document delivery reconciliation. Perform cashiering duties including verification of incoming wires, checks, ACHs and process withdrawal requests. Review New Account applications and client submitted supporting documents. Provide ongoing account maintenance and review of new and existing account activity for risk mitigation related to AML. Collaborate cross-functionally with other teams at the company, specifically creating strong relationships with engineers. Certain in office tasks as the business requires.