Plume Network Inc.
1 open remote positions
Plume Network is a modular Ethereum-based blockchain platform specializing in real-world asset (RWA) tokenization and finance (RWAfi).
✨ Benefits Overview (1 of 1 jobs list additional benefits)
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Health insurance
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Performance bonus
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Retirement plan
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Compliance Director
1 day ago
Lead Plume’s broker-dealer and transfer agent compliance programs, ensuring adherence to all applicable securities laws, regulations, and internal policies. This role is pivotal in mitigating risks, fostering a culture of compliance, and serving as the primary liaison with regulatory bodies such as the SEC and FINRA. The CCO will oversee compliance for both broker-dealer activities and transfer agent functions, including securities registration, transfer, and recordkeeping.