Operational Risk & Audit Manager

Key Responsibilities:

• Contribute to the internal audit charter, audit universe, and multi‑year risk‑based plan; keep working drafts current as the business evolves.
• Assess expense‑allocation controls between funds and the management company and the supporting documentation and policies.
• Review revenue processes specific to asset managers (management fees, incentive fees/allocations, intercompany settlements) and related items.

Foundation Building:

• Lay the foundation for fund‑side coverage, document process flows and key controls for NAV and performance calculation.
• Lay the foundation for international coverage including the following: map entities and currencies; inventory statutory close/audit calendars.
• Build baseline checklists and administrator‑oversight procedures for future deep dives.

Technical Skills:

• Deploy expertise in management‑company finance by considering select areas, monthly/quarterly close (recons, journals, flux).
• Test systems and data flows across ERP, HRIS, expense, and billing platforms; verify access controls, change management, and segregation of duties.
• Deep understanding of GAAP for asset managers and setup of fund structures, fee mechanics, and expense allocations.