Compliance Lead

Responsibilities:

• Perform testing of key and non-key controls across multiple finance processes.
• Assess risk levels, especially for controls affecting the P&L.
• Identify potential material weaknesses and segregation of duties issues.

Audit Support & Documentation:

• Prepare, organize, and lead the collection of audit evidence for internal and external audits.
• Own assigned controls and monitor testing frequency requirements.
• Produce clear, concise documentation, testing narratives, and follow-up reports.

Consulting & Stakeholder Engagement:

• Serve as the first point of contact for agencies seeking guidance on control best practices.
• Provide consulting and advisory support to ensure agency processes align with SOX and control requirements.
• Build trust-based relationships with agencies to encourage partnership and compliance.