Compliance Audit Manager

About the Role:

• We are seeking a motivated Compliance Audit Manager to join our Group Internal Audit function, working with the Head of Internal Audit to deliver the annual audit plan across regulated entities in EU, UK, Hong Kong, and Dubai.
• This is a digital-first, risk-based internal audit function aligned with our fintech operating model, leveraging data and system access.

Key Responsibilities:

• Execute end-to-end audit engagements from planning to reporting, evaluating controls and testing ITGCs and business processes.
• Conduct multi-jurisdictional regulatory compliance testing including MiFID II, FCA, SFC, and DFSA frameworks.
• Manage co-sourced audit providers and contribute to continuous improvement through data analytics.

Job Requirements:

• Bachelor's degree in Law, Compliance, Accounting, or related field; professional certification (CIA, CISA, CAMS) in progress or completed.
• 5+ years of experience in internal audit, external audit, or risk/compliance roles within investment or fintech sectors.
• Strong analytical skills with ability to extract and analyze data directly from systems; excellent communication and execution skills.