Compliance Professional

Responsibilities:

• Complete risk assessments and serve as a compliance resource on projects for new products, processes, and services, including review and implementation of new policies.
• Facilitate, maintain, and enhance a comprehensive, risk-based compliance training program for new and existing employees.
• Manage the Bank's engagements of third-party compliance consultants and auditors and provide oversight of engagement results.

Program Management:

• Submit monthly compliance department updates for board reports and provide technical expertise in the analysis of corporate compliance risk.
• Compile data analysis for trends or patterns of risk within the organization and recommend enhancements to the compliance program to ensure effectiveness.
• Resolve consumer complaints and act in accordance with company policies and procedures, adhering to compliance training requirements.

Leadership:

• When required, supervise a team of compliance officers, ensuring they receive necessary continuing education, performance feedback, and motivation.
• Demonstrate a proven ability to multi-task and supervise staff, fostering a collaborative team environment to manage compliance risk.