Sargent & Lundy provides high quality design and consulting services as part of multi-disciplined project teams for challenging domestic and international projects.
Assist in the execution of the Broker Dealer compliance and risk assessment programs.
Oversee and update the written supervisory procedures, surveillance program, testing programs, and the employee education programs.
Support HR and other business departments by onboarding new hires and ensuring that questionnaires and attestations are obtained in a reasonable time frame.