Fund Chief Compliance Officer, Compliance Director
Benefits
Unlimited PTO
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Role Overview:
- Serve as named Fund CCO and AML Officer for multiple 1940 Act clients.
- Own client relationships and act as senior contact for boards, counsel, and service providers.
- Present to fund boards and prepare Rule 38a-1 reports.
What We Look For:
- 15+ years of asset management compliance experience.
- Recent experience as named CCO for registered funds.
- Expertise in the Investment Company Act and SEC examinations.
Benefits & Culture:
- Unlimited vacation and flexible work-from-home options.
- Comprehensive health, dental, and vision coverage.
- Paid maternity and paternity leave.
PINE Advisor Solutions
PINE Advisor Solutions provides institutional-quality outsourced compliance and advisory solutions for funds and investment managers. It is a fast-growing organization with a collaborative culture and an 'all for one and one for all' philosophy.