Remote Legal Jobs · Risk Assessment

As a Compliance and Risk Specialist at CBN, you will support the Compliance and Risk team in leading and supporting compliance initiatives, conducting risk assessments and remediation activities, and contributing to the development of security strategies for systems deployed in Canada, the United States, and Europe. This role focuses on determining and assessing compliance direction, coordinating and tracking compliance-related tasks to completion, and ensuring effective collaboration across teams.

The Legal Counsel is responsible for ensuring that our commercial agreements are clear, compliant, and strategically structured. This role supports sustainable growth and builds strong partnerships, enabling SFG20 to fulfil its mission of making buildings better. Key responsibilities include drafting, reviewing, and negotiating a wide range of commercial agreements.

The Senior Manager, Data Privacy, Risk and Compliance will lead enterprise-wide governance, risk, and compliance (GRC) programs, ensuring Thoropass maintains a strong security posture, robust privacy practices, and adherence to trade and healthcare regulations. This leader partners cross-functionally to build scalable, practical programs that enable innovation while protecting data and driving business growth.

The Senior Manager, Compliance Program Management will direct the development, implementation, and maintenance of key compliance frameworks. You'll manage specialized compliance teams and ensure consistent application of compliance standards across the organization through effective program governance. You will build strong collaborative relationships with Product, Trading, Operations, Engineering and Finance teams to ensure compliant implementation of business initiatives.

This role ensures the Exchange’s compliance with applicable laws, regulatory requirements, and internal policies. The ideal candidate will have extraordinary attention to detail, strong analytical skills, and a genuine interest in derivatives, digital assets, and regulatory frameworks.

Advise the Payment Collective on compliance matters such as Payment services, International Transactions, FX rate services and Multi Currency Accounts. Review customer journeys and communications to help the business deliver good customer outcomes, and flagging any risks. Conduct regular horizon scanning and advise on upcoming changes to regulatory requirements that impact payments products and services.

The FinCrime Compliance Specialist will safeguard the company’s operations against financial crime, ensure compliance with global regulatory standards, and mitigate risks related to money laundering, fraud, and other financial crimes. They will implement and monitor compliance programs, conduct risk assessments, and investigate suspicious activities to protect Deel’s customers and business.

Lead Plume’s broker-dealer and transfer agent compliance programs, ensuring adherence to all applicable securities laws, regulations, and internal policies. This role is pivotal in mitigating risks, fostering a culture of compliance, and serving as the primary liaison with regulatory bodies such as the SEC and FINRA. The CCO will oversee compliance for both broker-dealer activities and transfer agent functions, including securities registration, transfer, and recordkeeping.

Provide legal support to the business on a range of legal and regulatory matters, identifying legal issues in contracts and agreements. Draft, review, and assist with negotiations for various contracts and agreements, including commercial contracts, partnerships, licensing, and vendor agreements. Assist in identifying legal risks associated with the company's operations, products, and services.

Serve as the firm’s nominated officer under Regulation 21 of the Money Laundering Regulations 2017 (as amended) (the “MLR”). Maintain and oversee the firm’s AML/CTF/CPF compliance framework, ensuring alignment with the MLR, FCA expectations and the FCA Financial Crime Guide (“FCG”). Design and oversee the implementation of appropriate AML/CFT monitoring systems and controls, in the context of outsourcing day-to-day financial crime processes.