Assess the effectiveness of FinCrime controls, such as Transaction Monitoring, Sanctions Screening and Suspicious Activity Report reviews across Retail and Business bank accounts. You’ll play a key role in identifying operational errors and determining their root cause, writing thorough, constructive and balanced feedback to enable business improvements and Investigator development.
You will help accelerate the growth of Kraken in North America by building trusted relationships with utility regulators/policymakers, client regulatory teams, and external advocacy partners. Licensing and implementing Kraken to regulated North American utilities is subject to myriad state and federal laws and regulations. Our long-term success in North America depends on a combination of deep client partnerships as well as strong regulatory engagement.
In this position, you will be responsible for detecting and investigating trading activity in derivatives markets to detect potential violations of Exchange rules and CFTC Regulations applicable to trading across multiple asset classes traded on CDNA markets, and provide guidance to market participants based on their dynamic needs. You must be professional, proactive, analytical, able to collaborate with others and create efficient, innovative approaches to gathering and analyzing data, and communicate clearly and concisely.
Investigate potential violations of NYC worker protection laws. Key responsibilities include maintaining a strong understanding of the laws OLPS enforces, interviewing workers, employers, and witnesses, obtaining, documenting, and analyzing documentary evidence, and performing research using public sources and law enforcement databases.
The role involves being a core part of the compliance operational team at onboarding, performing KYC, CDD & EDD on new corporate and individual customers, and assessing the risks presented against the Currencycloud risk appetite in each case. Responsibilities include reviewing client applications, conducting customer due diligence, sanction screening, and escalating urgent cases.
We are seeking a highly skilled and meticulous Research Attorney to join our team and provide essential support in ongoing litigation. This role is crucial for our day-to-day operations and will involve working directly with the firm's partners on cases across the country. You will be responsible for conducting in-depth legal research, drafting critical documents, and managing the discovery process to build our cases.