Operational Risk and Compliance Specialist

The Compliance Consultant is responsible for compliance program execution by translating legal and regulatory requirements into clear operational procedures. The consultant will evaluate operational procedures, support the development of policies and procedures, and manage controls within operations. This role involves conducting self-testing, identifying control gaps, owning operational issues, and managing change initiatives. Furthermore, the consultant will partner with operations and compliance leadership to enhance compliance-driven workflows, participate in client onboarding reviews, assist with risk assessments, and contribute to mitigation strategies. The specialist also plays a role in monitoring, auditing, reporting, and training, serving as a resource for compliance related questions. Assist with responding to audits, regulatory inquiries, and compliance-related complaints.