Manager, Derivatives Compliance

You'll report directly to our Director, Securities & Enterprise Compliance Programs and be a key player in shaping our compliance future. This role is all about strategically developing, enhancing, and continuously improving our derivatives compliance programs. Beyond just oversight, you'll be crucial in helping us innovate in the derivatives space, making sure our cutting-edge financial solutions are not only groundbreaking but also fully compliant with all relevant regulations. The Manager, Derivatives Compliance will be responsible for overseeing and ensuring compliance with Canadian Investment Regulatory Organization (CIRO) and Options Clearing Corporation (OCC) regulations for Wealthsimple’s derivatives business, with a focus on the launch and ongoing compliance of futures contract trading. You will act as the compliance subject matter expert on derivatives products and related regulatory requirements for the Investment Dealer. Build strong collaborative relationships with Product, Trading, Operations, Engineering and Finance teams to ensure compliant implementation of business initiatives.