Senior Compliance Manager

The Senior Compliance Manager will lead critical compliance projects and initiatives within our compliance framework. This role requires deep expertise in both financial markets regulation and technology compliance, strong project management skills, and the ability to work effectively in a fast-paced environment. We’re looking for someone highly self-sufficient and accountable, someone who completes their work reliably, takes ownership, stays focused, and quickly picks up on context while maintaining a low operational footprint and minimal need for oversight. Project Leadership and Delivery: Lead major compliance projects such as ICT implementation reviews and compliance sign-offs, implementation of new regulatory requirements across specific markets or asset classes, compliance integration for new market access or trading venues, and regulatory remediation projects and control enhancements. Manage project timelines, resources, and stakeholder expectations. Regulatory Compliance Management: Own compliance responsibilities for assigned areas which may include specific geographic regions or regulatory domains. Deep expertise in relevant regulations such as US SEC Rule 15c3-5, Reg NMS, Reg SHO, FINRA rules, Europe MiFID II/MiFIR, MAR, EMIR, Asia Jurisdiction-specific regulations. ICT Implementation and Technology Compliance: Lead compliance oversight of ICT implementations and technology projects, review and approve technology changes from a compliance perspective. Collaborate with technology teams to embed compliance controls in system architecture. Regulatory Reporting and Filings: Oversee all regulatory reporting requirements including transaction reporting, position reporting and large trades reporting, and regulatory capital calculations and reporting. Manage regulatory examinations and inquiries.