Senior Compliance Analyst

Assist the Compliance Lead in the delivery of the Compliance Management System (CMS). The role will have a primary focus in conducting day-to-day monitoring and review related to the bank’s lending, deposit, and operational activities, as well as with the Bank’s Banking as a Service (BaaS) fintech partner programs. Further duties can be assigned at any time due to expanded activities from the bank, its partners, or regulators. Work closely with the Director of Compliance, Compliance Lead, other business lines, and Fintech partners to ensure consideration and accurate implementation of controls and processes necessary to meet regulatory compliance requirements. Maintain proficient knowledge of applicable federal and state laws, regulations and guidance. Responsible for monitoring of compliance related partner controls and key risk indicators. Perform transaction, account, and loan level testing as needed to verify adherence to applicable FinTech partner control requirements. Contribute to the completion of annual compliance risk assessments for the bank and BaaS partners, as needed.