Similar Jobs
See allSenior Compliance Manager
Not Specified
Canada
Compliance
Regulatory Affairs
AML
Fractional Chief Information Security Officer (Advisor Network)
Arootah
Global
Cybersecurity
Information Security
Risk Management
Chief Compliance Officer
Frec
US
Compliance
Risk Assessment
Senior Compliance Analyst Partner Integration, Monitoring & Testing
Mercer Advisors
US
Compliance
Auditing
MS Excel
Fractional Chief Risk Officer - Operations
Arootah
Global
Risk Management
Operational Risk
Compliance
Accountabilities:
- Design, implement, and enhance compliance programs for hedge funds, private equity firms, and family offices.
- Provide guidance on regulatory requirements, including SEC regulations, reporting obligations, marketing rules, and governance standards.
- Conduct compliance assessments, risk reviews, policy evaluations, and operational control analyses.
Requirements:
- Prior experience serving as a Chief Compliance Officer or equivalent senior compliance leader.
- Deep understanding of compliance frameworks, regulatory expectations, and governance practices within the alternatives industry.
- Strong knowledge of SEC regulations, compliance monitoring, reporting, and risk management processes.
Benefits:
- Flexible, project-based advisory work designed to fit alongside existing professional commitments.
- Opportunity to support leading organizations within the alternative investment industry.
- Remote work flexibility and competitive compensation ranging from $200-$325 per hour.
Partner Company
The company is a network that connects senior compliance professionals with alternative investment firms needing advisory services. It provides client sourcing, engagement management, and administrative support, allowing advisors to work flexibly.