Trade Surveillance Analyst 1 — Financial Crimes Department

Unknown

Remote regions

North America

Benefits

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Key Responsibilities:

  • Monitor trading activity using surveillance platforms to identify potential market abuse and suspicious patterns.
  • Investigate alerts related to spoofing, layering, wash trading, front-running, and insider trading.
  • Document investigative steps and evidence in audit-ready format and escalate high-risk matters.

Qualifications:

  • 5+ years of experience in trade surveillance, AML investigations, or financial crime compliance.
  • FINRA Series 7 license required; Series 24 considered an asset.
  • Strong analytical skills and ability to interpret complex trading data.

Benefits:

  • Competitive salary package and stock options.
  • Comprehensive health benefits and fully remote work environment.
  • One-time home office setup allowance of USD $500 and monthly stipend of USD $150.

Unknown

The company is a financial services firm focused on market integrity and financial crime prevention. It operates in a fast-paced, technology-driven environment with globally distributed teams.

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