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Role Overview:
- Ensure compliance with both in-house and regulators' compliance procedures for appointed representatives.
- Ensure appropriate standards and procedures are followed by authorised appointed representatives.
- Instruct, coach, and monitor individuals, producing reports and individual training/development plans.
Key Responsibilities:
- Identify areas where Advisors can improve their standards and associated risk ratings.
- Conduct and evaluate assessments of Advisors as part of an on-going regulatory regime.
- Identify areas of improvement and ensure appropriate reports or action plans are communicated and monitored.
Qualifications and Requirements:
- Full CeMAP or equivalent qualification is essential.
- Relevant supervisory experience within the Mortgage Industry is required.
- Full UK driving license is essential.
PRIMIS Mortgage Network
PRIMIS Mortgage Network is the largest Mortgage Network in the UK, part of LSL Property Services plc group. They have a 50+ strong Area Supervision team supporting 3000+ regulated advisors and appointed representatives, and are an equal opportunity and Disability Confident employer.