AML Assistant Manager

Operational Responsibilities:

• Oversee the daily operational AML/KYC lifecycle, including investor onboarding, ongoing monitoring, sanctions screening, and beneficial ownership identification.
• Actively work the daily queue alongside Compliance Associates while monitoring workflow distribution to ensure onboarding deadlines and operational targets are met.
• Review and approve Associate-level determinations on sanctions screening, complex UBO analysis, and Enhanced Due Diligence cases.

Investigation and Compliance:

• Investigate high complexity investor profiles and complex structures, including corporates, trusts, foundations, and high-risk individuals such as PEPs.
• Review and validate AML reliance letters during the onboarding process to ensure third-party compliance meets required regulatory standards.
• Serve as the primary BAU support and initial operational escalation point for compliance queries across Fund Administration and GPX business lines.

Process Optimization and Reporting:

• Drive operational execution of ongoing remediation projects, KYC refresh exercises, and AML reliance letter testing while managing timelines and tracking data integrity metrics.
• Support the AML Manager with broader process optimizations, system platform migrations, and new fund launches as needed.
• Assist in preparing ongoing, ad hoc operational metrics and report generation for senior leadership.