Manager of Compliance Monitoring and Testing

Assist in designing, implementing, and enhancing enterprise-wide CMT Program methodologies and governance documents. Participate in developing a risk-based annual CMT plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams. Contribute to the creation of periodic reporting for the annual CMT plan progress, results, and status of remediation plans. Perform and manage assigned CMT activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed. Prepare reports on results of CMT activities and work with stakeholders in root cause analysis and remediation plans. Maintain issues and remediation-related information and documentation in a central repository.