Serve as a primary point of contact for employee compliance inquiries, managing incoming compliance requests through the firm’s ticketing system.
Administer employee onboarding, registrations, certifications, and regulatory filings.
Maintain compliance with SEC and state regulatory requirements applicable to a nationally operating registered investment adviser.
Mercer Advisors helps families amplify and simplify their financial lives by integrating financial planning, investment management, tax, estate, and insurance, all managed by a team. They serve over 31,300 families in more than 90 cities across the U.S. and are ranked the #1 RIA Firm in the nation by Barron’s.
Provide transactional legal support to Kerv and its group companies.
Coordinate and prepare relevant papers and guidance notes as required.
Support the General Counsel and Senior Legal Counsel.
Kerv leverages technology to help customers stay ahead by delivering world-class cloud solutions and digital transformation. They are a next-generation ‘customer-first, cloud-first’ provider undergoing an exciting period of transformation and growth following the merger of nine highly successful organizations.
Responsible for oversight & tracking of identified issues and validating all tasks have been completed to fully close an issue.
Research escalated issues to pinpoint possible causes, customer population affected, and the impact they may have experienced.
Collaborate with different department leaders to identify solutions that reduce identified compliance risk, while minimizing business impact and implement customer remediation efforts.
OppFi is a tech-enabled digital finance platform that works with banks to provide financial products and services for everyday Americans. They are a team of caring, innovative, and inclusive individuals who thrive in being immersed in diverse talents, expertise, perspectives, and backgrounds.
Monitor and analyse maritime risk, sanctions exposure, compliance red flags, and vessel behaviour.
Support pre-sales, customer success, and account teams with timely risk and compliance insights for client conversations and commercial opportunities.
Produce recurring and ad hoc intelligence outputs, including short briefs, analyst notes, case studies, and client-facing material.
Kpler helps its clients navigate complex markets with ease. They simplify global trade information and provide valuable insights, empowering organizations to make informed decisions in commodities, energy, and maritime sectors employing over 700 experts from 35+ countries.
Serve as system administrator for legal billing software.
Support onboarding of outside counsel and legal vendors.
Research and resolve billing inquiries in collaboration with internal stakeholders and outside counsel.
NBCUniversal is a world-leading media and entertainment company creating and distributing content across film, television, and streaming. With leading entertainment and news brands, they operate global theme park destinations and experiences. They champion an inclusive culture and attract and develop a talented workforce.
Understand business needs and goals to align legal strategies.
Detect legal issues and obstacles, offering solutions to minimize risks.
Jobgether is a partner company that helps other companies find the top-fitting candidates for their roles. They use an AI-powered matching process to ensure applications are reviewed quickly, objectively, and fairly.
Own day-to-day execution of the portfolio regulatory compliance program.
Monitor asset KPIs and flag anomalies.
Manage contract compliance with contractors, O&M providers, OEMs, offtakers, and other vendors.
CIM is a community-focused real estate and infrastructure owner, operator, lender, and developer. Their team of experts works together to identify and create value in real assets, benefiting the communities in which they invest. Today, they are a diverse team of 900+ employees with projects across the Americas.
Draft and/or perform initial review of complex agreements and other legal and business documents.
Conduct and manage internal fact investigations related to financial services, HR, and property damage matters.
Perform advanced formatting and editing of documents in MS Word, MS Excel and Adobe Acrobat Pro.
TDS Telecom provides high-speed internet, TV entertainment, and phone services. They are committed to building and expanding fiber optic networks that bring cutting-edge connectivity to neighborhoods nationwide and serve over 1 million connections.