The assurance review schedule as the DC book grows, keeping risk ratings accurate.
In-depth reviews of DC responses, identifying gaps and weaknesses in their financial crime controls.
Drafting and issuing recommendations to DCs, then tracking and following up until full closure is confirmed.
Griffin is a fully regulated UK bank that powers the accounts and payments offerings of product-led fintechs and platforms. They provide the banking backbone behind products in remittance, payroll, wealth, insurance, proptech, payments, neobanking and more and have been remote-first since 2017.
Serve as the Primary Compliance Officer for Alpaca Singapore.
Oversee the end-to-end AML/CFT program.
Develop and maintain compliance policies, procedures, and internal controls.
Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our global team of 230+ members is a diverse group of experienced engineers, traders, and brokerage professionals.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.