Regulatory Risk Support

Key Responsibilities:

• Prepare Board/Management Committee packages and division reports.
• Maintain tracking spreadsheets and reconcile department budgets.
• Manage expense reports, invoices, and training logs.

Regulatory Risk Operations:

• Conduct due diligence and research using WorldCheck, LexisNexis, and internet sources.
• Serve as Foreign Correspondent Banking Governance Committee as Secretary.
• Assist with BSA/AML/OFAC Risk Assessment research and documentation.

BSA Compliance:

• Coordinate case assignments and maintain RFI logs.
• Upload SAR confirmations and maintain tracking reports.

Beneficial Ownership & Monitoring:

• Perform daily CDD Rule reviews.
• Conduct manual monitoring reviews across various risk categories (e.g., loans, credit cards, virtual currency).