Support the development, implementation, and maintenance of comprehensive BSA/AML policies, procedures, and controls.
Assist in overseeing various components of the BSA/AML program including customer due diligence, sanctions screening, AML and sanctions screening, and suspicious activity reporting, where applicable.
Participate in risk assessments to identify and evaluate BSA/AML risks across products, services, customers, and geographic locations.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. They are a team of problem solvers and innovators who celebrate their differences and know that their unique perspectives make them stronger and well-positioned for success.
Responsible for oversight & tracking of identified issues and validating all tasks have been completed to fully close an issue.
Research escalated issues to pinpoint possible causes, customer population affected, and the impact they may have experienced.
Collaborate with different department leaders to identify solutions that reduce identified compliance risk, while minimizing business impact and implement customer remediation efforts.
OppFi is a tech-enabled digital finance platform that works with banks to provide financial products and services for everyday Americans. They are a team of caring, innovative, and inclusive individuals who thrive in being immersed in diverse talents, expertise, perspectives, and backgrounds.
Investigate customer background information, behavioral patterns, and transactions for possible money laundering or terrorists financing activity
Prepare investigation reports summarizing findings and recommendations
Escalate matters requiring immediate attention to management and lead discussions surrounding findings uncovered during an investigation
Robinhood's mission is to democratize finance for all. They are at the epicenter of a historic cultural and financial shift, managing the largest transfer of wealth in human history. They value inclusion and diversity, welcoming different backgrounds, perspectives, and experiences.
Review new payroll direct deposit applications to identify potential fraud and ensure compliance with regulatory requirements.
Investigate risk triggers to determine appropriate next steps and mitigate potential threats.
Monitor and review suspicious accounts to detect unusual or fraudulent activity.
Patriot Software is a remote-first, product-led tech company with a mission to make accounting and payroll fast, simple, and affordable for millions of American businesses. With over 175 team members across the U.S. and a collaborative office hub in Canton, Ohio, they're building software that empowers the backbone of the American economy.
Perform client due diligence and KYC screening on existing customers for the various business units
Review and process watch list filtering and negative news alerts that are generated as part of customer updates and audits
Identify potential KYC concerns and escalate to more senior team members or the Manager during the review process
Zerohash is the leading crypto and stablecoin infrastructure platform and the operating system for digital money, powering the next generation of financial services. Founded in 2017, zerohash enables banks, brokerages, fintechs, and payment companies to offer crypto trading, stablecoin payments, and tokenized assets without having to build or manage complex blockchain infrastructure on their own.
Responsible for the design, implementation, and administration of the firm’s BSA/AML compliance program.
Oversees suspicious activity monitoring, regulatory reporting, financial crime investigations, and AML governance.
Serves as the primary liaison with regulators, auditors, and law enforcement on BSA/AML matters.
sFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform aiming to open the world’s financial markets to everyone. The company was founded in 2014 and is backed by Social Capital, Digital Currency Group, Khosla Ventures, and Y Combinator among others.
Lead transaction monitoring optimization, including rule testing, threshold tuning, and the design and rollout of new monitoring scenarios to improve detection quality and reduce false positives
Identify and drive automation and workflow improvements across FIU processes to increase operational efficiency and effectiveness
Evaluate and implement emerging technologies, including LLM and AI-enabled tools, to enhance alert triage, investigations, SAR filing and FIU operational capabilities
Kraken is a mission-focused company rooted in crypto values. As a fully remote company, Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space.
Review written communication for FINRA compliance and prevent non-compliant actions.
Review user transaction documents and support legal/compliance issues.
Assist in compliance Due Diligence and KYC/AML tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.
Maintain regulatory compliance and prevent losses to members and credit union.
Perform primary telephone support and assist members and employees through all support channels.
Solve practical problems and deal with a variety of situations exercising flexibility and sound judgment.
STCU is a top-performing credit union that emphasizes serving others and lifelong learning. They value employees who are committed, fun-loving, and want to make a difference in members’ lives, with core values including joyfulness, generosity, and belonging.
Support the design, maintenance, and execution of the UK compliance monitoring programme covering regulatory obligations.
Conduct risk-based compliance monitoring reviews and thematic testing to assess the effectiveness of regulatory controls.
Prepare monitoring reports and document monitoring findings, identify control weaknesses, and support the tracking of issues.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Dakota is building regulated infrastructure for the next generation of digital money. They power fintechs, payment service providers, marketplaces, and enterprises through a stablecoin platform that enables compliant money movement, custody, and cross-border settlement.
Accountable for the regulatory inventory, regulatory compliance products library for Pismo and DPS Products.
Monitor regulatory environments assisting your product teams in finding and understanding changes in regulations through new legislation, changes in guidance and examiners' manuals.
Working with Product on new and improved features and products research and identify regulations, review them for applicability by working with product, legal, and others.
Pismo, founded in 2016, provides a comprehensive processing platform for banking, card issuing and financial market infrastructure. With 500+ employees across 10 countries, they help clients innovate and transition from legacy systems to advanced technology, maintaining high security and availability standards.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.
Conduct compliance risk assessments for products and operational changes.
Translate regulatory expectations into practical controls.
Design and implement scalable compliance controls.
EarnIn builds products that deliver real-time financial flexibility for those with the unique needs of living paycheck to paycheck. They are a fast-growing company with experienced leadership and world-class funding partners, aiming to bring world-class talent onboard.
Serve as a primary point of contact for employee compliance inquiries, managing incoming compliance requests through the firm’s ticketing system.
Administer employee onboarding, registrations, certifications, and regulatory filings.
Maintain compliance with SEC and state regulatory requirements applicable to a nationally operating registered investment adviser.
Mercer Advisors helps families amplify and simplify their financial lives by integrating financial planning, investment management, tax, estate, and insurance, all managed by a team. They serve over 31,300 families in more than 90 cities across the U.S. and are ranked the #1 RIA Firm in the nation by Barron’s.
Monitor and analyse maritime risk, sanctions exposure, compliance red flags, and vessel behaviour.
Support pre-sales, customer success, and account teams with timely risk and compliance insights for client conversations and commercial opportunities.
Produce recurring and ad hoc intelligence outputs, including short briefs, analyst notes, case studies, and client-facing material.
Kpler helps its clients navigate complex markets with ease. They simplify global trade information and provide valuable insights, empowering organizations to make informed decisions in commodities, energy, and maritime sectors employing over 700 experts from 35+ countries.
Assist the efforts of the Global Sanctions Compliance program.
Responsible for first level review, analysis and adjudication of alerts.
Play a key role in conducting sanctions investigations and assessing fraudulent activity.
Zerohash is the leading crypto and stablecoin infrastructure platform and the operating system for digital money, powering the next generation of financial services. Founded in 2017, Zerohash is deeply regulated and compliance-first.
Take complete end-to-end oversight of our regulatory licensing programs, ensuring every submittal and renewal is executed timely with 100% accuracy.
TrueAccord is a company that focuses on modernizing debt collection using AI and machine learning. They aim to provide a better experience for consumers and improve recovery rates for creditors. They are known for their innovative approach to compliance and technology solutions in the financial services industry.
Execute account updates, maintenance, and closure requests promptly and accurately.
Review and research customer dossiers to ensure completeness and accuracy.
Analyze customer data to identify potential risks and escalate when necessary.
Finom is a European tech startup headquartered in Amsterdam, revolutionizing financial services for entrepreneurs. They provide an all-in-one B2B platform integrating banking, accounting, financial management, and invoicing and have raised approximately $346 million in funding.