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Responsibilities:
- Review client communications for FINRA compliance.
- Assist with compliance due diligence and KYC/AML tasks.
- Support account management teams with legal and compliance solutions.
Requirements:
- 2+ years of experience in compliance-related roles.
- Exceptional written and spoken English.
- Strong organizational and communication skills.
Benefits:
- 100% Remote work.
- Generous Paid time-off.
- Diverse culture & inclusive environment.
Finalis
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.