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What you will do at Acorns:
- Design & Implement: Create robust broker-dealer and investment advisory written procedures and SOPs that align with evolving regulatory requirements.
- Review & Refine: Audit public communications and marketing materials to ensure they are consistent with regulatory guidelines and internal policies.
- Voice of the Customer: Review customer communications to detect, identify, and document customer complaints, ensuring every concern is addressed with integrity.
What you will bring to Acorns:
- 7+ years experience with a Financial Services organization
- FINRA SIE,Series 7, 24, 63 and 65 (or 66) licenses required
- Proven experience in financial compliance, specifically with broker-dealer and investment advisory regulations.
What we offer:
- Competitive salary and stock options
- A comprehensive benefits package for you and your family
- Flexible work location, hours, and paid time off
Acorns
Acorns is a financial wellness app helping people and families save and invest for the long term. They have grown into a global company with multiple life-stage products serving the needs of kids, teens, adults, and parents and have helped over 14 million people save & invest over $25 billion dollars.