Remote Legal Jobs · FINRA

• Apply practical knowledge of FINRA rules and regulations to ensure compliance oversight across the firm.
• Partner with business units to understand workflows, monitor controls, and implement compliance process improvements.
• Draft, update, and maintain compliance policies and supervisory procedures.

Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our global team of 230+ members is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet.

• Review marketing assets and strategies for regulatory compliance.
• Develop compliant solutions with bank stakeholders.
• Monitor marketing assets to ensure ongoing regulatory compliance.

Jobgether is a platform that connects job seekers with companies. They use AI-powered matching to ensure applications are reviewed quickly and fairly.

• Conduct branch office inspections, both onsite and remote, for compliance with regulations.
• Document findings, recommendations, and corrective actions in detailed examination reports.
• Provide guidance and training to employees on regulatory changes and internal policies.

StoneX Group connects clients to the global markets with a focus on innovation and world-class service. The company has approximately 4,300 employees across 80 offices and offers potential for progression and growth across its four business segments.