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US

  • Review marketing assets and strategies for regulatory compliance.
  • Develop compliant solutions with bank stakeholders.
  • Monitor marketing assets to ensure ongoing regulatory compliance.

Compliance Marketing SEC Banking

13 jobs similar to Compliance Manager

Jobs ranked by similarity.

US

  • Lead compliant media and messaging to build and scale a strong top of funnel.
  • Work closely with senior leadership to develop and execute a customer acquisition strategy.
  • Build, grow, and nurture an email database to support onboarding, engagement, and retention.

My Funded Futures is transforming the world of proprietary trading by giving traders the capital, tools, and community they need to succeed. They blend innovation, transparency, and performance to create opportunity — helping traders scale faster and smarter.

  • Conduct branch office inspections, both onsite and remote, for compliance with regulations.
  • Document findings, recommendations, and corrective actions in detailed examination reports.
  • Provide guidance and training to employees on regulatory changes and internal policies.

StoneX Group connects clients to the global markets with a focus on innovation and world-class service. The company has approximately 4,300 employees across 80 offices and offers potential for progression and growth across its four business segments.

US

  • Build and mature core elements of Rula’s enterprise Compliance Program.
  • Ensure adherence to federal and state healthcare regulatory requirements across Rula’s clinical operations.
  • Lead compliance risk assessments and internal controls; oversee investigations and corrective action processes.

Rula is dedicated to treating the whole person and aims to create a world where mental health is no longer stigmatized. Rula is a remote-first company that is passionate about making a positive impact on the lives of those struggling with mental health issues.

$100,649–$174,459/yr
US 4w PTO

  • Provide guidance to teams on the application of compliance requirements.
  • Maintain subject matter expertise on U.S. federal and state consumer protection and privacy laws and regulations.
  • Conduct and document assessments of compliance and privacy risks and controls for targeted processes, products and regulatory changes.

Experian is a global data and technology company, powering opportunities for people and businesses around the world. As a FTSE 100 Index company listed on the London Stock Exchange (EXPN), they have a team of 22,500 people across 32 countries.

  • Complete training on advertising and legal compliance topics
  • Review and verify the legal compliance of marketing and advertising materials
  • Maintain organized file systems for approved ads and supporting documentation

Lithia & Driveway (LAD) is one of the largest global automotive retailers providing a wide array of products and services throughout the ownership lifecycle. With a mission of "Growth Powered by People," they are propelled by their colleagues and preferred by their customers, making Lithia & Driveway the leading automotive retailer in each of their markets.

US

  • Lead and oversee a team on execution of all aspects of regulatory and client audits.
  • Interface with external clients and regulatory bodies to address inquiries.
  • Coordinate across teams to document and ensure timely completion of corrective actions.

We are currently looking for a Compliance Manager - REMOTE. As part of the Audit and Corrections team, the Compliance Manager will oversee audit engagements and corrective actions while driving a culture of compliance throughout the organization.

Global

  • Own the vertical strategy and execute the go-to-market plan for Banking & Financial Services.
  • Develop and articulate a compelling POV on identity, fraud, and risk prevention.
  • Create impactful content for the BFSI audience, including customer stories and thought leadership pieces.

Jobgether is a platform that uses an AI-powered matching process to ensure job applications are reviewed quickly and fairly. They identify top-fitting candidates and share the shortlist with hiring companies.

US

  • Define and execute compliance program strategy across various domains.
  • Lead enterprise-wide compliance programs with multi-year timelines.
  • Create scalable compliance frameworks and integrate processes across products.

Jobgether connects job seekers with opportunities at partner companies. They use an AI-powered matching process to ensure applications are reviewed quickly and fairly.

US 5w PTO

  • Develop, implement, and maintain compliance management procedures.
  • Oversee the CMS framework, including risk and control identification.
  • Ensure compliance responsibilities are communicated and incorporated into business processes.

Connexus Credit Union is a member-focused cooperative serving members across all 50 states, returning profits to member-owners. As a remote-first employer, they foster collaboration and high performance, holistically caring for and developing employees to thrive personally and professionally.

US

  • Lead initiatives and manage high-impact special project work streams with a results-driven focus.
  • Accelerate speed to market of new opportunities by being the single point for legal review of contracts.
  • Oversee the monitoring and identification of regulatory developments, including enforcement actions.

Shop Your Way (SYW) is a high-growth FinTech and e-Commerce enablement platform that leverages a proprietary technology infrastructure to service some of the largest and most innovative brands in America. SYW powers multiple business and consumer services, including SYW Rewards and the SYW Mastercard, along with a leading mobile app and digital destination.

US

  • Assist in the development, implementation, and maintenance of compliance programs.
  • Support HIPAA and patient privacy initiatives, including risk assessments.
  • Partner cross-functionally to evaluate compliance and privacy impacts of new initiatives.

Wisp puts healthcare back in patients’ hands by connecting patients with hassle-free sexual + reproductive care online, with discreet and convenient treatment that saves them time, money, and stress. They are a growing, fully-remote team in the United States.

US

  • Serve as the primary legal expert on the Commodity Exchange Act (CEA) and NFA Rules, advising the firm on the obligations associated with being a licensed firm.
  • Lead the end-to-end strategy for obtaining and maintaining regulatory licenses, including managing the registration lifecycle and navigating complex exemption frameworks.
  • Draft, review, and negotiate complex margin lending agreements with sophisticated institutional counterparties.

Anchorage Digital is building the world’s most advanced digital asset platform for institutions to participate in crypto. As a diverse team of more than 600 members, they are united in one common goal: building the future of finance by providing the foundation upon which value moves safely in the new global economy.

US Unlimited PTO 12w maternity

  • Own the monitoring, analysis, and interpretation of state and federal legislation, regulations, and administrative rules.
  • Review, redline, and propose changes to legislation and regulations and evaluate proposals for impact, compliance, and risk.
  • Engage directly in the legislative process alongside the Government Affairs & Public Policy team.

Proof is shaping the legal and regulatory environment surrounding digital identity, remote online notarization, future of workforce, privacy, AI governance, and fraud prevention technologies. They aim to ensure its platform remains compliant, secure, and trusted.