Serve as the primary legal expert on the Commodity Exchange Act (CEA) and NFA Rules, advising the firm on the obligations associated with being a licensed firm.
Lead the end-to-end strategy for obtaining and maintaining regulatory licenses, including managing the registration lifecycle and navigating complex exemption frameworks.
Draft, review, and negotiate complex margin lending agreements with sophisticated institutional counterparties.
Analyze potential legal risks and regulatory requirements for new products and technologies.
Lead the regulatory licensing process in specific jurisdictions and project manage other teams to obtain key licenses.
Prepare responses to regulatory inquiries from FINRA, NFA, and state securities regulators.
Binance.US is America’s home to buy, trade, and earn digital assets and provide secure, reliable access to more than 190 of the world’s most popular cryptocurrencies.
Ensure robust compliance across our global operations.
Manage all aspects of regulatory reporting, ensuring accurate and timely submissions across a broad range of regulations.
Lead effective exam management, handling regulatory requests and coordinating internal stakeholders across diverse jurisdictions.
Anchorage Digital is a crypto platform that enables institutions to participate in digital assets through custody, staking, trading, governance and the industry's security.
Own international regulatory workstreams end-to-end, transforming frameworks into practical guidance.
Keep Chainguard compliant while preserving speed and focus.
Lead global regulatory matters from first question to final answer, including diligence, submissions.
Chainguard is building the secure-by-default foundation for modern software, and scaling fast to eliminate threats in their software supply chains. They are founded by industry's leading experts and live and breathe the company values; being customer obsessed, having bias for action, don't take themselves too seriously, and trust each other.
Establish and oversee a trade surveillance program. Leverage regulatory expertise to ensure market integrity. Shape compliance strategy and serve as the bridge between trading operations and regulatory obligations.
Anchorage Digital is building a digital asset platform for institutions to participate in crypto, with security infrastructure and services.
Own the monitoring, analysis, and interpretation of state and federal legislation, regulations, and administrative rules.
Review, redline, and propose changes to legislation and regulations and evaluate proposals for impact, compliance, and risk.
Engage directly in the legislative process alongside the Government Affairs & Public Policy team.
Proof is shaping the legal and regulatory environment surrounding digital identity, remote online notarization, future of workforce, privacy, AI governance, and fraud prevention technologies. They aim to ensure its platform remains compliant, secure, and trusted.
As Legal Counsel, you will shape the regulatory and compliance framework. You'll work at the intersection of law, technology, and entrepreneurship. You will support a dynamic ecosystem where progress is driven by those who dare.
Critical Ventures backs those who build—not just founders seeking exits, but visionaries who see the world as it could be and act without waiting for permission.
Lead the firm’s risk management program and ensure effective governance.
Develop and maintain a comprehensive Risk Management Program.
Identify, measure, monitor, and mitigate key risks across the firm.
NinjaTrader is an industry-leading trading platform and futures broker, empowering traders to take control of their financial destiny utilizing cutting-edge products and services. Since 2003, NinjaTrader has grown to over 2 million users and has become the number one rated futures brokerage worldwide.
Support leading the day-to-day operations of our Staking function, ensuring operational excellence is maintained, and key tasks are executed correctly and on time.
Find opportunities to strengthen our internal controls, reduce any weaknesses & risks, and help scale processes within our crypto operations team.
Work closely with our Compliance & Finance teams to ensure our processes, controls, and reporting are adhering to regulatory standards (i.e CIRO, OSC).
Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. With over 3+ million users who trust them with more than $100 billion in assets, their teams ship often and make an impact with groundbreaking ideas. They value collaboration and humility as they continue to create inclusive and high-performing teams.
Partner with and support business teams by providing advice on a range of laws and regulations.
Support the development and launch of new products, services, and partnerships.
Ensure compliance with relevant state and federal laws and regulations.
Hometap gives homeowners the opportunity to quickly access the equity they’ve built in their home to pay for what’s most important to them, without taking on debt.