Source Job

Unlimited PTO

  • Analyze potential legal risks and regulatory requirements for new products and technologies.
  • Lead the regulatory licensing process in specific jurisdictions and project manage other teams to obtain key licenses.
  • Prepare responses to regulatory inquiries from FINRA, NFA, and state securities regulators.

Fintech Financial Services Risk Mitigation

17 jobs similar to Associate General Counsel, Product & Regulatory

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$224,995–$264,700/yr
US

  • Deliver legal counseling throughout the entire product lifecycle, from initial concept to launch and beyond.
  • Provide strategic legal guidance in collaboration with product, engineering, design, and compliance teams.
  • Manage legal considerations to ensure products remain compliant across multiple jurisdictions.

We use an AI-powered matching process to ensure your application is reviewed quickly, objectively, and fairly against the role's core requirements.

  • Conduct compliance risk assessments for new and evolving products.
  • Collaborate with Product, Legal, and Engineering to implement controls.
  • Monitor emerging regulations impacting digital assets to ensure proactive readiness.

Kraken is a mission-focused company rooted in crypto values, aiming to accelerate the global adoption of crypto for financial freedom and inclusion.

Europe

  • Lead and manage a portfolio of disputes across Europe, Africa, and selected global matters.
  • Coordinate responses to governmental and regulatory requests in partnership with Compliance, Privacy, Data Protection, InfoSec, and Finance.
  • Advise senior stakeholders on dispute risk, strategy, and settlement options; prepare concise, decision‑ready briefings and status updates.

dLocal enables the biggest companies in the world to collect payments in 40 countries in emerging markets.

$270,811–$300,901/yr
Unlimited PTO 11w maternity 11w paternity

Responsible for managing the company's litigation and dispute resolution strategy. Requires a seasoned attorney who can operate independently and influence cross-functionally. Managing a complex litigation portfolio and educating teams across the organization on legal risks.

Uniswap Labs builds products that help millions of people access DeFi simply and securely ‒ from the Uniswap Web App and Wallet to crypto infrastructure.

$200,000–$225,000/yr
US

  • Partner with and support business teams by providing advice on a range of laws and regulations.
  • Support the development and launch of new products, services, and partnerships.
  • Ensure compliance with relevant state and federal laws and regulations.

Hometap gives homeowners the opportunity to quickly access the equity they’ve built in their home to pay for what’s most important to them, without taking on debt.

  • Act as a strategic legal partner to BCM, Product, Engineering, Security, and Infrastructure teams.
  • Negotiate complex technology and infrastructure integration as well as data licensing deals with TradFi clients.
  • Negotiate strategic and tailor-made partnership agreements with other major players in the blockchain and RWA industry.

Chainlink is the industry-standard oracle platform bringing the capital markets onchain and powering the majority of decentralized finance (DeFi).

US

  • Ensure robust compliance across our global operations.
  • Manage all aspects of regulatory reporting, ensuring accurate and timely submissions across a broad range of regulations.
  • Lead effective exam management, handling regulatory requests and coordinating internal stakeholders across diverse jurisdictions.

Anchorage Digital is a crypto platform that enables institutions to participate in digital assets through custody, staking, trading, governance and the industry's security.

APAC

Support all Compliance and Regulatory matters related to Dlocal’s business and operation. Help maintain oversight for Dlocal’s legal entities. Enable business growth while preventing regulatory, legal, and reputational harm.

dLocal enables the biggest companies in the world to collect payments in 40 countries in emerging markets.

US Europe

  • Lead licensing/registration workstreams and manage regulator interactions.
  • Provide actionable guidance to product, engineering, compliance, and leadership teams.
  • Draft and negotiate product‑critical agreements.

Kraken is a mission-focused company rooted in crypto values that accelerates the global adoption of crypto, so that everyone can achieve financial freedom and inclusion.

North America 4w PTO

  • Support leading the day-to-day operations of our Staking function, ensuring operational excellence is maintained, and key tasks are executed correctly and on time.
  • Find opportunities to strengthen our internal controls, reduce any weaknesses & risks, and help scale processes within our crypto operations team.
  • Work closely with our Compliance & Finance teams to ensure our processes, controls, and reporting are adhering to regulatory standards (i.e CIRO, OSC).

Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. With over 3+ million users who trust them with more than $100 billion in assets, their teams ship often and make an impact with groundbreaking ideas. They value collaboration and humility as they continue to create inclusive and high-performing teams.

$85,849–$101,004/hr
US

Conduct end-to-end Transaction Monitoring investigations for customers. Work with functional leaders in the Financial Crime Risk Service line. Analyze transaction activity and KYC information and conduct due diligence research in support of investigations.

At Coinbase, our mission is to increase economic freedom in the world.

  • This role will serve as a senior litigator responsible for leading and managing Kraken’s global civil litigation portfolio.
  • The role provides strategic oversight across high-stakes commercial, consumer, employment, IP, and securities litigation.
  • Partner closely with executives, cross-functional stakeholders, and outside counsel to drive consistent litigation strategy.

Kraken is a mission-focused company rooted in crypto values that accelerates the global adoption of crypto, so everyone can achieve financial freedom.

Europe

  • Advise on financial regulatory frameworks and ensure compliance across operations.
  • Support and structure financial transactions and credit product launches.
  • Provide legal guidance during product development to ensure regulatory and product compliance.

Finom is a European tech startup headquartered in Amsterdam aiming to revolutionize financial landscape for entrepreneurs worldwide. They are developing an all-in-one financial B2B solution integrating banking, accounting, financial management, and invoicing into a mobile-first platform.

$164,282–$193,273/yr
US

  • Oversee and manage US-based compliance and risk programs.
  • Collaborate with internal departments and global compliance leadership.
  • Advise on regulatory and risk considerations for new product launches.

Jobgether is a platform that uses AI-powered matching to connect candidates with companies. They focus on ensuring applications are reviewed quickly, objectively, and fairly against the role's core requirements.

Europe

As Legal Counsel, you will shape the regulatory and compliance framework. You'll work at the intersection of law, technology, and entrepreneurship. You will support a dynamic ecosystem where progress is driven by those who dare.

Critical Ventures backs those who build—not just founders seeking exits, but visionaries who see the world as it could be and act without waiting for permission.

  • Assist in the execution of the Broker Dealer compliance and risk assessment programs.
  • Oversee and update the written supervisory procedures, surveillance program, testing programs, and the employee education programs.
  • Support HR and other business departments by onboarding new hires and ensuring that questionnaires and attestations are obtained in a reasonable time frame.

Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto so that everyone can achieve financial freedom.

$172,720–$254,000/yr

  • Serve as embedded regulatory thought partner to Engineering, Product and Operations teams, providing real-time guidance on use of technology in healthcare delivery, artificial intelligence, and clinical modalities in health technology.
  • Partner with the Compliance team on policy development, audit response, and remediation strategies while providing legal interpretation of healthcare regulations
  • Translate complex healthcare regulations into practical guidance and tools that Engineering, Product and Operations teams can easily understand and implement

Headway is building a new mental healthcare system that everyone can access. They have grown into a diverse, national network of over 60,000 mental healthcare providers across all 50 states who run their practice on their software and have served over 1 million patients.