Remote Legal Jobs · SEC

Support Penn Mutual's legal and investigative functions. Handle litigation matters and manage outside counsel. Conduct reviews and investigations, manage regulatory exams and inquiries, and support privacy functions.

For over 175 years, Penn Mutual has empowered individuals, families and businesses on the journey to achieve their financial goals.

Establish and oversee a trade surveillance program. Leverage regulatory expertise to ensure market integrity. Shape compliance strategy and serve as the bridge between trading operations and regulatory obligations.

Anchorage Digital is building a digital asset platform for institutions to participate in crypto, with security infrastructure and services.

• Assist in the execution of the Broker Dealer compliance and risk assessment programs.
• Oversee and update the written supervisory procedures, surveillance program, testing programs, and the employee education programs.
• Support HR and other business departments by onboarding new hires and ensuring that questionnaires and attestations are obtained in a reasonable time frame.

Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto so that everyone can achieve financial freedom.