Automate regulatory monitoring and reporting with Python and AI. Work with teams to anticipate regulatory demands and build tech solutions. Analyze regulatory developments in finance and payments, proposing technical solutions. Implement AI for document analysis and process optimization. Support initiatives like Open Banking and PIX. Build KPIs and enhance compliance programs using AI.

Monitor and review trading activity for potential market abuse, manipulative behavior, or other regulatory violations using surveillance tools. Track and monitor firm and client positions to ensure compliance with exchange and regulatory position limits. Conduct periodic testing to ensure the firm’s policies and procedures are followed. Maintain and update internal compliance policies in response to regulatory developments. Support responses to regulatory inquiries and audits.