Senior Manager of Compliance

The Senior Manager of Compliance will help build and maintain the trust our customers place in us every day. You’ll be instrumental in ensuring our products, communications, and everything we create meets regulatory standards as we work to accomplish our mission of looking after the financial best interests of the up-and-coming. In this role, you’ll partner closely with the Chief Compliance Officer (CCO) in executing all aspects of Acorns’ compliance program. You’ll play a critical role in helping shape our compliance strategy, keeping us aligned with regulations, reviewing marketing communications, and working closely with our business partners across the organization. The role involves modifying, updating, and implementing investment adviser and broker-dealer written policies and procedures, identifying and mitigating investment adviser and broker-dealer risks, assisting the CCO with SEC and FINRA examinations, and managing a small team of direct reports. The position offers flexibility to work remotely or be based in our Irvine or New York offices.