MLRO - India

Development and management of India’s AML compliance policies and processes in accordance with local regulations and guidelines. Ensure ongoing monitoring, detection, and reporting of suspicious activities as per Indian regulatory requirements. Coordinating various regulatory filings and communications with Indian authorities such as the Financial Intelligence Unit. Conducting internal compliance policy reviews, including ongoing assessments, assisting with compliance reviews, internal audit reviews, and ad-hoc investigations. Assisting in the development and delivery of AML and compliance training materials tailored for the Indian market. Providing regular statistics and reports on monitoring completion and compliance status as needed. Making recommendations for enhancing the firm’s AML systems, controls, and processes to meet Indian regulatory standards. Managing monitoring registers and other records necessary to evidence compliance efforts. Assisting with maintaining overall compliance with the requirements and obligations prescribed by Indian regulatory authorities such as the Reserve Bank of India (RBI), SEBI, and FIU-IND.