Head of Compliance

Alpaca

Remote regions

Asia

Benefits

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Regulatory Compliance Leadership:

  • Ensure ongoing adherence to regulations.
  • Maintain a comprehensive compliance framework.
  • Act as the key point of contact for MAS.

AML/CFT & Sanctions Oversight:

  • Oversee the end-to-end AML/CFT program.
  • Maintain policies and procedures in line with requirements.
  • Ensure effectiveness of surveillance systems.

Compliance Operations, Policies & Governance:

  • Develop and maintain compliance policies.
  • Establish governance structures and reporting lines.
  • Oversee compliance training programs.

Alpaca

Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our global team of 230+ members is a diverse group of experienced engineers, traders, and brokerage professionals.

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