Source Job

$100,000–$115,000/yr

  • Lead the daily operations of the Brokerage Risk team, including intraday monitoring and escalation coverage.
  • Oversee monitoring of customer accounts for margin sufficiency, liquidation risk, and abnormal trading behavior.
  • Ensure all risk events are logged, reviewed, and close with documented mitigations.

Excel Risk Management Communication Leadership

3 jobs similar to Manager of Risk - Brokerage

Jobs ranked by similarity.

$74,984–$79,997/hr
US

  • Monitor customer accounts intraday for margin sufficiency, liquidation risk, and abnormal trading behavior.
  • Identify high-risk activity, including concentration, rapid drawdowns, or repeated margin breaches.
  • Escalate client risk concerns promptly to the Trade Desk Manager or Risk Leadership.

Topstep provides a platform for traders. They foster collaboration with cameras-on during meetings and a robust Slack environment for communication.

North America 4w PTO

  • Support the margin team as a developing subject matter expert, assist with agent escalations and technical margin inquiries while building expertise through mentorship.
  • Monitor market, credit, and concentration risk at dealer and client levels real-time; identify potential high-risk areas and contribute to the development of risk mitigation strategies.
  • Continuously monitor market conditions, volatility, and portfolio exposures to identify emerging risks; exercise sound judgment to make time-sensitive decisions that rapidly redirect supervision efforts.

Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart technology, they take financial services that are often confusing and expensive and make them transparent and low-cost for everyone. They’re the largest fintech company in Canada, with 3+ million users who trust them with more than $100 billion in assets, and a remote first team with over 1,500 employees across North America.

$160,000–$220,000/yr
US

  • Oversee daily trade and clearing operations across markets, ensuring accuracy and compliance.
  • Serve as the primary contact for clients facing trade or system issues, ensuring fast resolution.
  • Continuously monitor risk exposure and operational controls, escalating issues to the risk and engineering teams.

Kalshi has defined a new category: prediction markets, allowing people to trade on the outcome of any events and turn any question about the future into a financial asset. They are currently the fastest growing financial market in America, with a culture that values talented people who work hard and enjoy the climb.