Support remote supervision governance, produce remote supervision packs, and coordinate MI. Run data quality checks, lead incorporation of new metrics, and collaborate with IT teams to automate MI. Implement control frameworks, perform gap analyses, and drive risk remediation activities. Monitor trade bookings for EEA clients and investigate potential breaches.
Job listings
Our clearing back office team at Alpaca is seeking a Corporate Actions Associate. In this role, you will be the primary processor for distributions, reorganizations, and redemptions for various asset types, ensuring accuracy and minimizing risk. Interface with external vendors, balance accounts, research breaks, and serve as a subject matter expert.