This person will provide assistance on a variety of compliance and regulatory matters for financial services firm customers, and will assist investment advisers and other financial services firm customers with regulatory obligations. This role involves filing amendments for Form ADV, processing applications for new representatives, coordinating with regulators, and submitting SEC EDGAR filings.

Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client’s compliance programs as necessary to keep them current with new regulatory requirements and best business practices.

We are hiring a California-licensed Foreclosure Attorney to support foreclosure litigation remotely. Manage judicial foreclosure and real estate litigation cases from start to finish. Conduct case analysis and advise clients on strategy. Draft pleadings, manage discovery, and file/defend motions. Represent clients in court hearings (both remote and in-person).

Crum & Forster’s Intern opportunity is designed to provide college students with hands-on exposure to the insurance industry. Assignments offer real-world experience applying business education to short-term projects, students gain first-hand industry knowledge and receive valuable on-the-job training.