MLRO - UK

Serve as the firm’s nominated officer under Regulation 21 of the Money Laundering Regulations 2017 (as amended) (the “MLR”). Maintain and oversee the firm’s AML/CTF/CPF compliance framework, including compliance policies and processes, ensuring alignment with the MLR, FCA expectations and the FCA Financial Crime Guide (“FCG”). Oversee the firm’s enterprise-wide risk assessment (“EWRA”), customer risk assessments, and enhanced due diligence for higher-risk relationships. Receive, assess, and investigate internal Suspicious Activity Reports (SARs) and determine when to escalate to the NCA. Design and oversee the implementation of appropriate AML/CFT monitoring systems and controls, in the context of outsourcing day-to-day financial crime processes. Ensure robust training programmes for employees. Proactive and self-oriented, diligent team player.