The AML Operations team is responsible for the detection and mitigation of inherent and residual money laundering and terrorism financing risks. As a crypto AML/CTF subject matter expert, the Analyst will be responsible for managing alert and case investigations and contributing to the overall development and enhancement of Wealthsimple’s AML program. This role will require attention to detail, innovative thought, resourcefulness, and the ability to apply a rational, research-oriented approach to the work at hand.
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Serve as the firm’s nominated officer under Regulation 21 of the Money Laundering Regulations 2017 (as amended) (the “MLR”). Maintain and oversee the firm’s AML/CTF/CPF compliance framework, ensuring alignment with the MLR, FCA expectations and the FCA Financial Crime Guide (“FCG”). Design and oversee the implementation of appropriate AML/CFT monitoring systems and controls, in the context of outsourcing day-to-day financial crime processes.
Investigate customer activities to detect money laundering and other potential risks. You will investigate alerted transactions leveraging the risk-based approach and internal guidance. Assess customer profiles and behavior to determine if further investigation is required. Conduct investigations into unusual onchain transactions. Perform transaction screening using blockchain analytics tools.
Handle and review assigned cases within available SLAs, including advising relevant stakeholders on next steps. Maintain escalation log and ensure all escalations to the team are promptly reviewed and resolved. Partner with relevant internal stakeholders to strengthen quality of SARs, and ensure consistency and accuracy.