Compliance Officer

Ensuring compliance with all relevant laws and regulations by developing and implementing the policies and procedures. Conducting compliance risk assessments and elaborating an annual compliance plan. Developing and implementing a plan of second-line controls and conducting the tests. Drafting of compliance points of attention and recommendations to the Board of Directors. Assessing future business activities to identify potential compliance risks. Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees. Keeping abreast with regulatory changes and maintaining the policies and procedures up to date. Being responsible for oversight of Keyrock SYC compliance with its AML obligations and acting as a focal point for the firm’s AML activity. Carrying out the duties as per the AML/CTF Framework such as conducting KYC, onboarding customers, on-going monitoring, reporting of STR/SAR, complaint handling , etc. Representing the company in all matters of money laundering prevention in the Seychelles. Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments; Conducting regular audits and reviews to ensure compliance with Keyrock’s SYC regulatory obligations. Serve as a Board Member of Keyrock SYC, with a focus on all compliance related matters.