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Role:
- Lead ESI Suitability Review and ensure compliance with Written Supervisory Procedures.
- Build an engaged team and coach complex decisions toward root cause analysis.
- Partner with Distribution, Compliance, Legal, and Technology to manage risk.
Requirements:
- 10+ years in Suitability/Broker-Dealer Operations with active Series 7, 24, 53.
- 5+ years leadership experience with strong interpersonal skills.
Benefits:
- Base pay $110,625-$162,250 plus incentive potential.
- Medical, 401(k), PTO, and parental leave benefits.
National Life Group
National Life Group is a Fortune 1000 insurance company providing life insurance and annuities that help families plan stable futures. It fosters a collaborative, growth-oriented culture and encourages associates to live its values: Do good. Be good. Make good.