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Job Overview:
- The Sr. Registered Client Service Associate provides comprehensive administrative and operational support within a financial advisor's practice.
- This role is pivotal in enhancing the client experience and ensuring compliance standards.
Key Responsibilities:
- Serve as the primary point of contact for clients, resolving inquiries and educating on account services.
- Support client onboarding and process account documentation accurately and compliantly.
- Monitor account activity and coordinate with internal teams and service providers.
What We Look For:
- We seek strong collaborators with 5+ years in financial services and active Series 7 and 66 licenses.
- Ideal candidates are detail-oriented, possess excellent communication skills, and are committed to client service.
LPL Financial
LPL Financial is a wealth management firm that supports financial advisors and institutions. With over 32,000 advisors and $2.3 trillion in assets, it fosters a collaborative and innovative culture.