Compliance Risk Manager - Investments

Mercury 🧪🏦🌡️

Remote regions

US Canada

Salary range

$135,800–$188,700/year

Benefits

Job Description

The Regulatory Compliance Risk Manager will independently execute on our investments compliance and supervision program while driving high-quality oversight across regulated entities, marketing programs, and financial partnership projects. This role bridges tactical execution with strategic ownership, providing operational clarity and regulatory confidence in how Mercury builds and scales. This role is well-suited for someone who thrives on execution, is energized by precision, and enjoys cross-functional problem-solving. The individual will be a key contributor within Mercury’s Regulatory Compliance team and part of a collaborative environment. Responsibilities will span a wide range of areas, from licensing, surveillance, and regulatory filings to ensuring compliance with FINRA and SEC communications and marketing regulations. The role involves especially close coordination with licensed employees and stakeholders across Product, Marketing, Support, Legal, and Operations.

About Mercury

Mercury is a financial technology company that believes compliance is the infrastructure of trust—a way to engineer safety, transparency, and integrity directly into financial innovation.

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