Remote Auditing Jobs • FINRA

The Regulatory Compliance Risk Manager will independently execute on our investments compliance and supervision program while driving high-quality oversight across regulated entities, marketing programs, and financial partnership projects. This role bridges tactical execution with strategic ownership, providing operational clarity and regulatory confidence in how Mercury builds and scales. The individual will be a key contributor within Mercury’s Regulatory Compliance team and part of a collaborative environment.

Our clearing back office team at Alpaca is seeking a Corporate Actions Associate. In this role, you will be the primary processor for distributions, reorganizations, and redemptions for various asset types, ensuring accuracy and minimizing risk. Interface with external vendors, balance accounts, research breaks, and serve as a subject matter expert.