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Accountabilities:

  • Conduct daily Tier 1 trade surveillance reviews across multiple asset classes.
  • Review and action automated surveillance alerts and perform manual monitoring.
  • Analyze client trading behavior for potential market abuse or regulatory concerns.

Requirements:

  • 3+ years in investment industry compliance, preferably trade surveillance.
  • Strong knowledge of Canadian securities regulations, including UMIR and CIRO rules.
  • Experience with data tools such as SQL or Python is an asset.

Benefits:

  • Competitive compensation package aligned with industry standards.
  • Comprehensive health, dental, and life insurance coverage.
  • Employer-matched long-term savings plan and generous paid time off.

Jobgether

This role is listed on behalf of a partner company, a regulated investment environment. They offer a competitive compensation package and focus on learning, development, and career growth in a high-performing inclusive workplace.

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