Remote Auditing Jobs • Financial Services

This individual will lead the daily review of new business activities across all lines, ensuring adherence to firm policies, broker/dealer requirements, and regulatory guidelines, while building trusted relationships with advisors and contributing to a culture of integrity and excellence. If you thrive in a fast-paced environment and have a strong foundation in financial services and compliance, this is a great opportunity.

An Internal Audit Lead is needed to expand the Internal Audit function at Mercury and execute the audit plan, supporting internal and external audit teams and becoming a subject matter expert on Mercury’s operations and compliance obligations. The role involves ensuring coverage of key financial processes and controls, scoping internal audits across Mercury products and operations, coaching team members, and assessing compliance with obligations.