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Job Summary:
- Support the firm’s compliance activities.
- Handle regulatory and compliance issues.
- Assist in developing policies and procedures.
Essential Functions:
- Review marketing materials for compliance.
- Review M&A advertising, websites, and social media.
- Assist with ADV filings for M&A firms.
Required Skills:
- 3+ years of compliance experience.
- Strong knowledge of investment and finance concepts.
- Proficiency in MS Office Suite.
Mercer Advisors
Mercer Advisors helps families amplify and simplify their financial lives by integrating financial planning, investment management, tax, estate, and insurance. They serve over 31,300 families in more than 90 cities across the U.S. and are ranked the #1 RIA Firm in the nation by Barron’s.