Head of Compliance

What you'll do:

• Build and run Gauntlet's compliance program, including its priorities, governance, controls, and operating cadence.
• Draft, update, and implement policies and procedures, and establish a practical compliance testing and monitoring program.
• Use AI and automation to make monitoring, reporting, policy management, and other compliance workflows more efficient.

What success looks like:

• First 30 days: Map the compliance work already happening across Legal and the wider business.
• First 3-6 months: Core policies and procedures drafted and rolling out, with a practical testing and monitoring program stood up.
• In 1 year: A compliance program that scales with the business, with registrations supported and teams involving compliance early.

What you bring:

• Experience building a compliance program, standing up a major part of one, or materially improving how an existing program operates.
• Broad compliance experience across several domains with strong knowledge of how policies, controls, monitoring, testing, training, reporting, and governance work together.
• The ability to give clear, practical guidance without overcomplicating it, managing risk pragmatically.