Source Job

Americas

  • Review, prepare, and resolve complex account work, including entity accounts and correspondent partners.
  • Process and support day-to-day accounts workflow, including onboarding, maintenance, and lifecycle changes.
  • Execute monthly statement and trade confirmation reviews and lead legacy cleanup projects.

Brokerage Operations KYC AML Excel Data Analysis

6 jobs similar to New Brokerage Operations Associate II - New Accounts Principal

Jobs ranked by similarity.

Americas

  • Process and support day-to-day accounts workflow including onboarding, maintenance, updates, and closures.
  • Fully own escheatment and abandoned property operations and monthly statement review.
  • Execute legacy cleanup and data hygiene projects to meet compliance requirements.

Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. With a team of over 400 globally distributed members, we foster a diverse and dynamic culture committed to open-source contributions and innovation.

Americas

  • Assist clients and broker partners by being the first point of contact on service needs and issues.
  • Process operational requests such as funds distributions, journals, account updates, and ACATs initiation.
  • Research and resolve client issues related to forms, transfers, and other operational items.

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and 24/5 trading. The company is backed by $400 million in funding and has a global team of 400+ members.

Americas

  • Manage partner account conversions and migrations from start to finish.
  • Coordinate across compliance, product, and engineering teams to resolve gaps.
  • Develop and maintain repeatable playbooks for conversion and integration processes.

Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. The company has over 400 globally distributed team members and fosters a diverse, inclusive culture rooted in curiosity, empathy, and accountability.

Canada

  • Serve as a key operational point of contact for partner firms throughout inbound asset migration and account conversion activities.
  • Own the full migration lifecycle, from initial planning through execution, reconciliation, and issue resolution.
  • Build and maintain repeatable playbooks and workflows for migration and integration processes.

Our partner is a fast-growing financial technology company. They operate in a globally distributed, remote-first environment with a focus on brokerage operations.

Americas

  • Process daily incoming and outgoing ACATS transfers within industry timelines, validating client information and asset eligibility.
  • Handle communications with contra firms, transfer agents, and partner brokers to coordinate on rejections and documentation.
  • Partner with engineering to automate daily self-clearing workflows and drive continuous operational improvement.

Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and more. With a diverse team of 400+ globally distributed members and $400 million in funding from top-tier investors, we are committed to open-source contributions and fostering a vibrant community.

  • Daily surveillance and operational tasks for trading and cash management.
  • Cryptocurrency trade execution monitoring and account management.
  • Support AML program and drive impactful changes across workflows.

Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and more. They have a diverse team of 400+ members worldwide and are backed by $400 million in funding.