Oversee financial and operational compliance with SEC's Net Capital Rule and Customer Protection Rule.
Supervise FOCUS reports, net capital monitoring, and regulatory filings.
Partner with Operations and Finance to ensure accurate financial records and internal controls.
Alpaca is a US-headquartered self-clearing broker-dealer providing brokerage infrastructure for stocks, ETFs, options, crypto, and more. With $320 million in total funding and over 380 employees globally, Alpaca fosters a diverse, remote-first culture with core values of curiosity, empathy, and accountability.
Execute daily, weekly, and monthly reconciliations of transactional data across systems and banking partners.
Investigate and resolve transactional discrepancies and processing exceptions with internal teams and banking partners.
Own the Proof of Authorization (POA) process and provide customer support for ACH-related inquiries.
Dutchie is a technology company powering the cannabis industry's point-of-sale and payments. The company is scaling its ACH payments program with a collaborative, tech-forward culture.
Process and verify daily transactions across deposit, loan, and general ledger systems, ensuring accuracy before end-of-day cutoffs.
Originate, review, and release domestic and international wire transfers in accordance with Fedwire, SWIFT, dual-control, and OFAC/sanctions screening.
Identify and resolve transaction exceptions, maintain compliance with BSA/AML, OFAC, Regulation E, and NACHA rules.
LeafLink is the largest unified B2B cannabis platform, providing licensed cannabis businesses tools to manage operations, sell, or order from brands. Backed by leading VCs, they process over $5 billion in wholesale cannabis orders annually and have been recognized as a fast-growing private company and innovative workplace.
Perform daily valuations and reconcile portfolios to custodial and market data.
Manage custody, cash, and participant transactions within fund accounting systems.
Maintain accurate NAV and participant records in pooled trust structures.
True Link builds financial services for people with complex needs, including older adults and those with disabilities. The company is a profitable, mission-driven fintech on the Forbes Fintech 50 and Inc. 5000 lists, with a team that values diversity and inclusion.
Collaborate with globally-distributed teams to strengthen the Financial Crimes program and investigate suspicious activity.
Screen transactions against sanctions, respond to regulatory inquiries, and prepare SAR recommendations.
Conduct CIP/KYC, CDD, and EDD reviews to identify and mitigate customer and firm-wide risk.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. The company has a globally distributed team of 400+ members, backed by $400 million in funding, and values curiosity, empathy, and accountability.
Manage and process corporate actions like dividends, mergers, and redemptions across equities, fixed income, and options.
Perform daily reconciliation of corporate actions and suspense accounts to ensure accuracy and resolve discrepancies.
Collaborate with external vendors and internal teams to improve operational workflows and support automation initiatives.
Jobgether uses AI-powered matching to connect candidates with hiring companies. They operate globally with a distributed team and focus on scalable financial services solutions.